- Underwriter Considerations for Fair Pricing Supervisory Reviews
Firms need to create a process to supervise new issue pricing for municipal underwritings. This Checklist allows firms to evidence supervision that underwriters have performed their due diligence regarding the fair pricing of the new issue deal. Impacted rules: MSRB G-17 | G-11 | G-27.
$50.00
Total (USD)
$50.00
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TRADEliance will email the Resource Guide to you in approximately 24 - 48 business hours.